Update on Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT)
Total Credits: .50 CLE
- Average Rating:
- Not yet rated
- Categories:
- Banking Law
- Faculty:
- Lisa Berry
- Format:
- Audio and Video
- Original Program Date:
- Feb 07, 2025
- License:
- Access for 90 day(s) after purchase.
Description
Topics covered will include:
• FinCEN's AML/CFT Program NPRM
• FinCEN's Final Rule to Combat Illicit Finance and National Security Threats for the Investment Adviser Sector
• Corporate Transparency Act (CTA} and Beneficial Ownership Information (BOI) - Current status
• The Hot Spots - as we see them
Handouts
| Seminar Handout (10.9 MB) | 114 Pages | Available after Purchase |
| PowerPoint Slides (8.3 MB) | 15 Pages | Available after Purchase |
Faculty
Lisa Berry Related Seminars and Products
Conformance LLC
Lisa Berry is a founding member of Conformance LLC with more than 40 years of experience
in the financial services industry. Lisa performs Compliance Management System, Loan and
Deposit Compliance, Bank Secrecy Act, Fair Lending, Community Reinvestment Act and ACH
reviews. She offers training to our institutions for their Boards and personnel and has been a
speaker at state banking schools in the southeast.
In addition to regulatory compliance, Lisa’s banking experience has included everything from
teller, branch management, correspondent banking and commercial, consumer and mortgage
lending. She has worked with a large regional bank and had the incredible experience of being
on the ground floor of a de novo bank where she served as the bank’s Chief Risk Officer.
Before forming Conformance LLC with Shannon Brasher, Lisa was a Principal with Warren
Averett LLC in their Financial Services Division. She received her BS from The University of Alabama.
